Entity Information
- Legal Entity Identifier (LEI)
- ETYRV6ORNFJB5NONI676
- Registration ID
- 719006(ID: RA000602)
- Legal Form
- XTIQ
- Jurisdiction
Delaware
- Legal address country
United States
Entity Names
Legal Name
UBS Financial Services Inc.(Language: en)
Other Names
UBS Painewebber Inc.(Language: en)
Addresses
Legal Address
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Headquarters Address
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Additional Information
BIC Numbers
- WEBRUS33XXX
Entity Status
Current Status
ACTIVENeed to maintain compliance?
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LEI status meaning
This LEI is issued, which usually means the registration is active and suitable for current reference and compliance checks.
Renewal date
The next renewal date is January 24, 2027. This is the key deadline for keeping the LEI record current.
Jurisdiction
UBS Financial Services Inc. is registered under jurisdiction US-DE. Match that jurisdiction with the legal address and local registration number before relying on the LEI.
Parent and ultimate parent
Direct parent is linked to LEI T2E64KWP8B9GCLM28W20, with relationship status active. Ultimate parent is linked to LEI 549300SZJ9VS8SGXAN81, with relationship status active.
How to verify this entity
- •Match the legal name "UBS Financial Services Inc." to the entity you expect.
- •Check local registration number 719006 against authority RA000602.
- •Confirm the validation source RA000602 and reference 719006.
Related links
- Sibling entity: UBS ASSET MANAGEMENT TRUST COMPANY
- Sibling entity: UBS ASSET MANAGEMENT (AMERICAS) LLC
- Sibling entity: CREDIT SUISSE CAPITAL LLC
- Sibling entity: CREDIT SUISSE SECURITIES (USA) LLC
- Child entity: UBS Financial Services (Uruguay) Sociedad de Responsabilidad Limitada
- Child entity: UBS FINANCIAL SERVICES INSURANCE AGENCY INC.
- Child entity: UBS FINANCIAL SERVICES INC. PENSION PLAN
- Direct parent: UBS AMERICAS INC.
- Ultimate parent: UBS Group AG
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Entity & LEI Status Summary
This Legal Entity Identifier (LEI) record pertains to UBS Financial Services Inc., identified by the LEI ETYRV6ORNFJB5NONI676. The entity is formally registered under the jurisdiction of Delaware (via RA000602, registered as 719006) and lists its legal address country as United States. It operates under the legal structure defined as "XTIQ", classified under the category "GENERAL".
The current operational status of the entity is reported as "ACTIVE". The LEI registration itself is currently "ISSUED", managed by the Local Operating Unit (LOU) 5493001KJTIIGC8Y1R12. Key dates associated with this registration include its initial establishment on Jun 6, 2012, its most recent update on Dec 29, 2025, and a scheduled renewal date of Jan 24, 2027.
Maintaining an active and up-to-date LEI is crucial for UBS Financial Services Inc. to ensure continuous participation in global financial markets and regulatory reporting. The corroboration level for this record is "FULLY_CORROBORATED", indicating the extent to which the information has been verified against official registers. The primary validation of this information was performed by RA000602 (as 719006).
Registration Details
Timeline
- Initial Registration
- Jun 6, 2012
- Last Updated
- Dec 29, 2025
- Next Renewal
- Jan 24, 2027
Validation
Primary Validation
- Authority ID
- RA000602
- Registration Number
- 719006
Status Information
Managing Authority
Corporate Structure
Direct Parent
Parent Entity
LEI: T2E64KWP8B9GCLM28W20
Ultimate Parent
Ultimate Parent Entity
LEI: 549300SZJ9VS8SGXAN81
Corporate Structure Visualization
Relationship overview showing parent, sibling, and child entities linked to this LEI.
Child Entities
UBS Financial Services (Uruguay) Sociedad de Responsabilidad Limitada
LEI: 254900S0OVUTKMG0JT46
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