Entity Information
- Legal Entity Identifier (LEI)
- 549300HIK4TTS0OCL437
- Registration ID
- 0100-01-125714(ID: RA000412)
- Legal Form
- T417
- Jurisdiction
Japan- Legal address country
- Japan
Entity Names
Legal Name
SMBC日興証券株式会社(Language: ja)
Other Names
SMBC Nikko Securities Inc.(Language: en)
Addresses
Legal Address
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Headquarters Address
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Additional Information
BIC Numbers
- NKSCJPJTXXX
Entity Status
Current Status
ACTIVENeed to maintain compliance?
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LEI status meaning
This LEI is issued, which usually means the registration is active and suitable for current reference and compliance checks.
Renewal date
The next renewal date is March 14, 2027. This is the key deadline for keeping the LEI record current.
Jurisdiction
SMBC日興証券株式会社 is registered under jurisdiction JP. Match that jurisdiction with the legal address and local registration number before relying on the LEI.
Parent and ultimate parent
Direct parent is linked to LEI 35380028MYWPB6AUO129, with relationship status active. Ultimate parent is linked to LEI 35380028MYWPB6AUO129, with relationship status active.
How to verify this entity
- •Match the legal name "SMBC日興証券株式会社" to the entity you expect.
- •Check local registration number 0100-01-125714 against authority RA000412.
- •Confirm the validation source RA000412 and reference 0100-01-125714.
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Entity & LEI Status Summary
This Legal Entity Identifier (LEI) record pertains to SMBC日興証券株式会社, identified by the LEI 549300HIK4TTS0OCL437. The entity is formally registered under the jurisdiction of Japan (via RA000412, registered as 0100-01-125714) and lists its legal address country as Japan. It operates under the legal structure defined as "T417", classified under the category "GENERAL".
The current operational status of the entity is reported as "ACTIVE". The LEI registration itself is currently "ISSUED", managed by the Local Operating Unit (LOU) 353800279ADEFGKNTV65. Key dates associated with this registration include its initial establishment on Apr 18, 2013, its most recent update on Mar 14, 2026, and a scheduled renewal date of Mar 14, 2027.
Maintaining an active and up-to-date LEI is crucial for SMBC日興証券株式会社 to ensure continuous participation in global financial markets and regulatory reporting. The corroboration level for this record is "FULLY_CORROBORATED", indicating the extent to which the information has been verified against official registers. The primary validation of this information was performed by RA000412 (as 0100-01-125714).
Registration Details
Timeline
- Initial Registration
- Apr 18, 2013
- Last Updated
- Mar 14, 2026
- Next Renewal
- Mar 14, 2027
Validation
Primary Validation
- Authority ID
- RA000412
- Registration Number
- 0100-01-125714
Status Information
Managing Authority
Corporate Structure
Direct Parent
Parent Entity
LEI: 35380028MYWPB6AUO129
Ultimate Parent
Ultimate Parent Entity
LEI: 35380028MYWPB6AUO129
Corporate Structure Visualization
Relationship overview showing parent, sibling, and child entities linked to this LEI.
Child Entities
No child entities found