Entity Information
- Legal Entity Identifier (LEI)
- 5493005NM7F0H1N3EQ39
- Registration ID
- 201031910046(ID: RA000598)
- Legal Form
- EI4J
- Jurisdiction
California- Legal address country
United States
Entity Names
Legal Name
LPL FINANCIAL LLC(Language: en)
Addresses
Legal Address
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Headquarters Address
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Additional Information
BIC Numbers
- LPFLUS62XXX
Entity Status
Current Status
ACTIVENeed to maintain compliance?
LEIs must be renewed annually to keep your entity's information up to date
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LEI status meaning
This LEI is issued, which usually means the registration is active and suitable for current reference and compliance checks.
Renewal date
The next renewal date is November 19, 2026. This is the key deadline for keeping the LEI record current.
Jurisdiction
LPL FINANCIAL LLC is registered under jurisdiction US-CA. Match that jurisdiction with the legal address and local registration number before relying on the LEI.
Parent and ultimate parent
Direct parent is linked to LEI 549300Z5YF8CCRMYUL26, with relationship status active. Ultimate parent is linked to LEI 549300XROQ4Y8G2L7682, with relationship status active.
How to verify this entity
- •Match the legal name "LPL FINANCIAL LLC" to the entity you expect.
- •Check local registration number 201031910046 against authority RA000598.
- •Confirm the validation source RA000598 and reference 201031910046.
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Entity & LEI Status Summary
This Legal Entity Identifier (LEI) record pertains to LPL FINANCIAL LLC, identified by the LEI 5493005NM7F0H1N3EQ39. The entity is formally registered under the jurisdiction of California (via RA000598, registered as 201031910046) and lists its legal address country as United States. It operates under the legal structure defined as "EI4J", classified under the category "GENERAL".
The current operational status of the entity is reported as "ACTIVE". The LEI registration itself is currently "ISSUED", managed by the Local Operating Unit (LOU) 5493001KJTIIGC8Y1R12. Key dates associated with this registration include its initial establishment on Dec 14, 2017, its most recent update on Nov 19, 2025, and a scheduled renewal date of Nov 19, 2026.
Maintaining an active and up-to-date LEI is crucial for LPL FINANCIAL LLC to ensure continuous participation in global financial markets and regulatory reporting. The corroboration level for this record is "FULLY_CORROBORATED", indicating the extent to which the information has been verified against official registers. The primary validation of this information was performed by RA000598 (as 201031910046).
Registration Details
Timeline
- Initial Registration
- Dec 14, 2017
- Last Updated
- Nov 19, 2025
- Next Renewal
- Nov 19, 2026
Validation
Primary Validation
- Authority ID
- RA000598
- Registration Number
- 201031910046
Status Information
Managing Authority
Corporate Structure
Direct Parent
Parent Entity
LEI: 549300Z5YF8CCRMYUL26
Ultimate Parent
Ultimate Parent Entity
LEI: 549300XROQ4Y8G2L7682
Corporate Structure Visualization
Relationship overview showing parent, sibling, and child entities linked to this LEI.
Child Entities
No child entities found