Entity Information
- Legal Entity Identifier (LEI)
- 300300E1005431000017
- Registration ID
- 9131000063159284XQ(ID: RA000092)
- Legal Form
- ECAK
- Jurisdiction
China- Legal address country
- China
Entity Names
Legal Name
国泰海通证券股份有限公司(Language: zh)
Other Names
Guotai Haitong Securities Co.,Ltd.(Language: en)
国泰君安证券股份有限公司(Language: zh)
Transliterated Names
guo tai hai tong zheng quan gu fen you xian gong si(Language: zh)
Addresses
Legal Address
Loading map...
Headquarters Address
Loading map...
Additional Information
BIC Numbers
- GTJACNSHXXX
Entity Status
Current Status
ACTIVENeed to maintain compliance?
LEIs must be renewed annually to keep your entity's information up to date
Renew this LEIReference Guide
LEI status meaning
This LEI is issued, which usually means the registration is active and suitable for current reference and compliance checks.
Renewal date
The next renewal date is December 27, 2026. This is the key deadline for keeping the LEI record current.
Jurisdiction
国泰海通证券股份有限公司 is registered under jurisdiction CN. Match that jurisdiction with the legal address and local registration number before relying on the LEI.
Parent and ultimate parent
Direct parent is not published because a reporting exception applies: NON_CONSOLIDATING. Ultimate parent is not published because a reporting exception applies: NON_CONSOLIDATING.
How to verify this entity
- •Match the legal name "国泰海通证券股份有限公司" to the entity you expect.
- •Check local registration number 9131000063159284XQ against authority RA000092.
- •Confirm the validation source RA000092 and reference 9131000063159284XQ.
LEI Verified Badge
Display your verified LEI status on your website with our free badge widget
Get Your Badge Code
Click "Show Code" to view the HTML code for your LEI Verified badge
Entity & LEI Status Summary
This Legal Entity Identifier (LEI) record pertains to 国泰海通证券股份有限公司, identified by the LEI 300300E1005431000017. The entity is formally registered under the jurisdiction of China (via RA000092, registered as 9131000063159284XQ) and lists its legal address country as China. It operates under the legal structure defined as "ECAK", classified under the category "GENERAL".
The current operational status of the entity is reported as "ACTIVE". The LEI registration itself is currently "ISSUED", managed by the Local Operating Unit (LOU) 655600IJ8LS3CCDA4421. Key dates associated with this registration include its initial establishment on Nov 21, 2017, its most recent update on Dec 12, 2025, and a scheduled renewal date of Dec 27, 2026.
Maintaining an active and up-to-date LEI is crucial for 国泰海通证券股份有限公司 to ensure continuous participation in global financial markets and regulatory reporting. The corroboration level for this record is "FULLY_CORROBORATED", indicating the extent to which the information has been verified against official registers. The primary validation of this information was performed by RA000092 (as 9131000063159284XQ).
Registration Details
Timeline
- Initial Registration
- Nov 21, 2017
- Last Updated
- Dec 12, 2025
- Next Renewal
- Dec 27, 2026
Validation
Primary Validation
- Authority ID
- RA000092
- Registration Number
- 9131000063159284XQ
Status Information
Managing Authority
Corporate Structure
Direct Parent
Reason: NON_CONSOLIDATING
Category: DIRECT_ACCOUNTING_CONSOLIDATION_PARENT
Ultimate Parent
Reason: NON_CONSOLIDATING
Category: ULTIMATE_ACCOUNTING_CONSOLIDATION_PARENT
Corporate Structure Visualization
Relationship overview showing parent, sibling, and child entities linked to this LEI.