Entity Information
- Legal Entity Identifier (LEI)
- 254900R82RITFHTB0065
- Registration ID
- 3281(ID: RA000606)
- Legal Form
- DU35
- Jurisdiction
Iowa- Legal address country
United States
Entity Names
Legal Name
PRINCIPAL SECURITIES, INC.(Language: en)
Addresses
Legal Address
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Headquarters Address
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Additional Information
Entity Status
Current Status
ACTIVENeed to maintain compliance?
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LEI status meaning
This LEI is issued, which usually means the registration is active and suitable for current reference and compliance checks.
Renewal date
The next renewal date is December 31, 2026. This is the key deadline for keeping the LEI record current.
Jurisdiction
PRINCIPAL SECURITIES, INC. is registered under jurisdiction US-IA. Match that jurisdiction with the legal address and local registration number before relying on the LEI.
Parent and ultimate parent
Direct parent is linked to LEI GM6ECX91HA2YJ1NHHN48, with relationship status active. Ultimate parent is linked to LEI CUMYEZJOAF02RYZ1JJ85, with relationship status active.
How to verify this entity
- •Match the legal name "PRINCIPAL SECURITIES, INC." to the entity you expect.
- •Check local registration number 3281 against authority RA000606.
- •Confirm the validation source RA000606 and reference 3281.
Related links
- Sibling entity: Principal Financial Services (Bermuda) Ltd.
- Sibling entity: PRINCIPAL GLOBAL SERVICES PRIVATE LIMITED
- Sibling entity: PRINCIPAL GLOBAL SERVICES (PHILIPPINES) LLC
- Sibling entity: Principal Exchange-Traded Funds - Principal U.S. Small-MidCap Multi-Factor Core Index ETF
- Direct parent: PRINCIPAL FINANCIAL SERVICES, INC.
- Ultimate parent: PRINCIPAL FINANCIAL GROUP, INC.
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Entity & LEI Status Summary
This Legal Entity Identifier (LEI) record pertains to PRINCIPAL SECURITIES, INC., identified by the LEI 254900R82RITFHTB0065. The entity is formally registered under the jurisdiction of Iowa (via RA000606, registered as 3281) and lists its legal address country as United States. It operates under the legal structure defined as "DU35", classified under the category "GENERAL".
The current operational status of the entity is reported as "ACTIVE". The LEI registration itself is currently "ISSUED", managed by the Local Operating Unit (LOU) 5493001KJTIIGC8Y1R12. Key dates associated with this registration include its initial establishment on Jan 31, 2025, its most recent update on Dec 19, 2025, and a scheduled renewal date of Dec 31, 2026.
Maintaining an active and up-to-date LEI is crucial for PRINCIPAL SECURITIES, INC. to ensure continuous participation in global financial markets and regulatory reporting. The corroboration level for this record is "FULLY_CORROBORATED", indicating the extent to which the information has been verified against official registers. The primary validation of this information was performed by RA000606 (as 3281).
Registration Details
Timeline
- Initial Registration
- Jan 31, 2025
- Last Updated
- Dec 19, 2025
- Next Renewal
- Dec 31, 2026
Validation
Primary Validation
- Authority ID
- RA000606
- Registration Number
- 3281
Status Information
Managing Authority
Corporate Structure
Direct Parent
Parent Entity
LEI: GM6ECX91HA2YJ1NHHN48
Ultimate Parent
Ultimate Parent Entity
LEI: CUMYEZJOAF02RYZ1JJ85
Corporate Structure Visualization
Relationship overview showing parent, sibling, and child entities linked to this LEI.
Child Entities
No child entities found