Entity Information
- Legal Entity Identifier (LEI)
- 300300E1003931000068
- Registration ID
- 9131000013220921X6(ID: RA000092)
- Legal Form
- ECAK
- Jurisdiction
China- Legal address country
- China
Entity Names
Legal Name
海通证券股份有限公司(Language: zh)
Other Names
Haitong Securities Co., Ltd.(Language: en)
Addresses
Legal Address
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Headquarters Address
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Additional Information
BIC Numbers
- HSEUCNS1XXX
Entity Status
Current Status
ACTIVENeed to maintain compliance?
LEIs must be renewed annually to keep your entity's information up to date
Renew this LEIReference Guide
LEI status meaning
This LEI still exists in the registry, but the annual renewal is overdue, so the reference data may no longer be current.
Renewal date
The listed renewal date was July 28, 2025. That date has passed, so this record should be rechecked before use in a compliance workflow.
Jurisdiction
海通证券股份有限公司 is registered under jurisdiction CN. Match that jurisdiction with the legal address and local registration number before relying on the LEI.
Parent and ultimate parent
Direct parent is not published because a reporting exception applies: NO_KNOWN_PERSON. Ultimate parent is not published because a reporting exception applies: NO_KNOWN_PERSON.
How to verify this entity
- •Match the legal name "海通证券股份有限公司" to the entity you expect.
- •Check local registration number 9131000013220921X6 against authority RA000092.
- •Confirm the validation source RA000092 and reference 9131000013220921X6.
LEI Verified Badge
The LEI Verified badge is only available for entities with active or issued LEI status.
Registration status: LAPSED
Entity & LEI Status Summary
This Legal Entity Identifier (LEI) record pertains to 海通证券股份有限公司, identified by the LEI 300300E1003931000068. The entity is formally registered under the jurisdiction of China (via RA000092, registered as 9131000013220921X6) and lists its legal address country as China. It operates under the legal structure defined as "ECAK", classified under the category "GENERAL".
The current operational status of the entity is reported as "ACTIVE". The LEI registration itself is currently "LAPSED", managed by the Local Operating Unit (LOU) 655600IJ8LS3CCDA4421. Key dates associated with this registration include its initial establishment on Jul 28, 2017, its most recent update on Jul 28, 2025, and a scheduled renewal date of Jul 28, 2025.
Maintaining an active and up-to-date LEI is crucial for 海通证券股份有限公司 to ensure continuous participation in global financial markets and regulatory reporting. The corroboration level for this record is "FULLY_CORROBORATED", indicating the extent to which the information has been verified against official registers. The primary validation of this information was performed by RA000092 (as 9131000013220921X6).
Registration Details
Timeline
- Initial Registration
- Jul 28, 2017
- Last Updated
- Jul 28, 2025
- Next Renewal
- Jul 28, 2025
Validation
Primary Validation
- Authority ID
- RA000092
- Registration Number
- 9131000013220921X6
Status Information
Managing Authority
Corporate Structure
Direct Parent
Reason: NO_KNOWN_PERSON
Category: DIRECT_ACCOUNTING_CONSOLIDATION_PARENT
Ultimate Parent
Reason: NO_KNOWN_PERSON
Category: ULTIMATE_ACCOUNTING_CONSOLIDATION_PARENT
Corporate Structure Visualization
Relationship overview showing parent, sibling, and child entities linked to this LEI.